Global Financial Markets Intelligence

Global Financial Markets Intelligence

Trade Surveillance and Monitoring

Establishing Best Practice for Surveillance and Monitoring Techniques in a Global Marketplace Across Multiple Asset Classes

24-25 Oct 2012
New York, NY - Venue to be Confirmed, United States of America

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event speakers

Kelly Funderburk
Director, Commodities Counsel
Merrill Lynch Commodities, Inc. (awaiting final confirmation)

Carol Clark
Senior Policy Specialist
Federal Reserve Bank of Chicago

Jeannine Holloway
Executive Director, Control Room, Head
JP Morgan

Wendy Rudd
SVP, Market Regulation and Policy
Investment Industry Regulatory Organization of Canada (IIROC)

Irene Winel
Chief Compliance Officer, Canada
Bank of America Merrill Lynch

Eileen Isola
Director, Head of US Control Room, Registrations and IB Coverage Advisory
BNP Paribas

Jerry Jeske
Group Chief Compliance Officer
Mercuria Energy Trading

Scott Earnest
Monitoring & Trade Surveillance Lead
Shell Trading North America