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Global Financial Markets Intelligence

Global Financial Markets Intelligence

2nd Edition Implementing the Consolidated Audit Trail to Optimize Regulatory Reporting

Assessing the regulation and specification to prepare for the imminent implementation of CAT

11-13 Apr 2018
New York, NY, United States of America

Why You Should Attend

2nd Edition Implementing the Consolidated Audit Trail to Optimize Regulatory Reporting

This GFMI conference will aid compliance with the upcoming Consolidated Audit Trail (CAT) regulation. Through enhancing the dialogue within the industry, delegates will be able to gain clarity on the regulation and the technical specifications allowing them to prepare for the upcoming industry testing and implementation. Delegates will gain an understanding on how to best ensure security of their data internally and as it passes through Thesys to the regulators. The conference will also explore how to consolidate CAT with Order Audit Trail System (OATS) and Electronic Blue Sheets (EBS) to minimize duplicate reporting. This conference will address the operational, compliance, data and reporting challenges with the Consolidated Audit Trail in order to ensure companies are able to comply effectively and efficiently by the November 2018 deadline.

Key Topics

  • Prepare for industry testing and CAT implementation
  • Enhance cyber security to ensure data protection
  • Understand the challenges and the practical implementation of the technical specifications
  • Gain clarity on the timeline for implementation of the regulation
  • Minimise duplicate reporting through consolidating OATS, EBS and CAT
  • Previous Attendees Include

    Aplomb Strategies
    Bank of America
    CIBC World Markets Corporation
    Credit Suisse Securities
    Deloitte & Touche LLP
    Deutsche Bank
    E Trade
    Fidelity Investments
    Financial Information Forum
    Former Federal Reserve Bank of New York
    Goldman Sachs
    Jefferies & Company Inc
    Macquarie Holdings
    Morgan Stanley

    Why Choose GFMI marcus evans?

    marcus evans specialises in the research and development of strategic events for senior business executives. From our international network of 63 offices, marcus evans produces over 1000 event days a year on strategic issues in corporate finance, telecommunications, technology, health, transportation, capital markets, human resources and business improvement.

    Above all, marcus evans provides clients with business information and knowledge which enables them to sustain a valuable competitive advantage and makes a positive contribution to their success.

    Practical Insights From

    Ellen Greene
    Managing Director, Financial Services Operations

    David Goldman
    Head of Regulatory Operations

    Scott Abbott
    Executive Director

    Ron Brannon
    Senior Program manager

    Kevin Riley
    Director Markets

    Michael Beller
    Thesys Technologies

    Tyler Gellasch
    Executive Director
    Healthy Markets Association

    Venkat Arikravula
    Director, ICG Compliance Technology

    Click Here For Full Agenda

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    Event Contact

    For all enquiries regarding speaking, sponsoring and attending this conference contact:

    John Hummel - GFMI

    NBC Tower, 9th Floor
    455 North Cityfront Plaza Drive
    Chicago, IL 60611

    (312) 894-6327
    Fax: (312) 894-6304
    Email: jhummel@global-fmi.com