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Global Financial Markets Intelligence

Global Financial Markets Intelligence

Implementing the Consolidated Audit Trail to Optimize Regulatory Reporting

Leveraging technology and applying effective data management to ensure timely reporting of the CAT

13-15 Sep 2017
Downtown Conference Center | New York, NY, United States of America

Why You Should Attend

Implementing the Consolidated Audit Trail to Optimize Regulatory Reporting

The aim of the conference will leave delegates with an in-depth understanding of the CAT regulatory landscape. They will learn strategies for incorporating the cost of the CAT into existing products and how to effectively maintain the CAT alongside a legacy system. They will also learn how to leverage technology to enhance data collection and data quality as well as the importance of key strategies for protection of customer data against cyber threat.

Key Topics

  • Optimize current system to maximize effective dual reporting
  • Strengthen data integrity and collection methods for effective compliance
  • Evaluate effectiveness of tools for timely reporting
  • Assess key strategies for data protection and information security
  • Streamline CAT compliance to balance with other regulations eg. T+2

  • Why Choose GFMI marcus evans?

    marcus evans specialises in the research and development of strategic events for senior business executives. From our international network of 63 offices, marcus evans produces over 1000 event days a year on strategic issues in corporate finance, telecommunications, technology, health, transportation, capital markets, human resources and business improvement.

    Above all, marcus evans provides clients with business information and knowledge which enables them to sustain a valuable competitive advantage and makes a positive contribution to their success.

    Event Sponsors
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    Event Partners

    Practical Insights From

    Viktor Grinberg
    Head of US Compliance and Regulatory Technology
    Deutsche Bank

    Ellen Greene
    Managing Director, Financial Services Operations

    Bill Hebert
    Managing Director
    Financial Information Forum

    Zhuang Zhuang
    Managing Director, Global Head of Equity Trading Technology

    Shiv Kumar
    Managing Director, Global Head of Equities, FX and Futures Technology

    David Emero
    Vice President, Regulatory Operations
    Goldman Sachs

    Maura Miller
    Director, Equities Compliance
    Credit Suisse

    Louis Rosato

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    Event Contact

    For all enquiries regarding speaking, sponsoring and attending this conference contact:

    Amanda Pink - GFMI

    NBC Tower, 9th Floor
    455 North Cityfront Plaza Drive
    Chicago, IL 60611

    (312) 894-6310
    Fax: (312) 894-6304
    Email: apink@global-fmi.com