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Global Financial Markets Intelligence

Global Financial Markets Intelligence

Implementation of the US Securities and Exchange Commission's (SEC) Liquidity Risk Management Program

Putting an effective liquidity risk managment program into effect

5-6 Jun 2017
New York City, United States of America


Why You Should Attend

Implementation of the US Securities and Exchange Commission's (SEC) Liquidity Risk Management Program

To ensure we meet your expectations and maximise your return on training investment, we favour a classroom/workshop style set up for the delivery of our courses. Please note we have therefore limited number of spaces available and these will be assigned on a first come, first accepted basis. We recommend early booking to avoid disappointment.

How will you benefit?

You will benefit from this course by learning and understanding the importance of developing and implementing a proper set of liquidity management policies and procedures, which would help significantly reduce the risk of illiquidity, prevent inadvertent violations of the liquidity management requirements, and provide a strategic advantage especially in difficult economic times, which will enable you maximum benefits at minimal cost.

About your expert trainer:

Augusto (“Gus”) D. Macedo, Esq. is the Managing Director of Asset Management Compliance Consulting Solutions, LLC (“AMC Compliance”). He has over 25 years of experience in the asset management sector, providing regulatory compliance consulting services to investment advisers, private equity firms and hedge funds, municipal and securities broker-dealers, mutual funds, life insurance companies and affiliated distributors, and banks. Gus’s expertise includes establishing, supervising, and monitoring compliance and risk management programs, monitoring and assessing the effectiveness of compliance and risk management programs, and conducting inspections, examinations, audits, and internal investigations.Prior to Gus assuming his role at AMC Compliance, he served in various senior level positions at Calvert Investments, Inc.,AmeritasLife Insurance Corporation, and the Securities and Exchange Commission in the Office of Compliance Inspections and Examinations and Division of Enforcement. Gus is a licensed attorney and holds certifications, including FINRA Series 7 and 24 Licenses and CFA Institute’sClaritas® Investment Certificate.

Pre-course questionnaire:

A detailed questionnaire will be sent to all course participants to establish exactly where the group training needs lie. The completed forms will be analysed by the course leader/trainer and followed by telephone if further clarification is required. As a result we can guarantee that the course is pitched at exactly the right level and that the issues that you regard as relevant are addressed. The course material will reflect these issues and will enable you to digest the subject matter after the event in your own time.

Who should attend?

Legal, compliance, business development professionals and those making management and strategic decisions at investment advisers, investment companies (including mutual funds, ETFs and UITs), banks, asset and wealth managers, as well as law firms and compliance consultants.



Why Choose GFMI marcus evans?

marcus evans specialises in the research and development of strategic events for senior business executives. From our international network of 63 offices, marcus evans produces over 1000 event days a year on strategic issues in corporate finance, telecommunications, technology, health, transportation, capital markets, human resources and business improvement.

Above all, marcus evans provides clients with business information and knowledge which enables them to sustain a valuable competitive advantage and makes a positive contribution to their success.







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Event Contact

For all enquiries regarding speaking, sponsoring and attending this conference contact:

Gareth Banks


101 Finsbury Pavement
London EC2A 1RS
England

Telephone:
+44 (0) 20 3002 3400
Fax: +44 (0) 20 3002 3016
Email: garethb@marcusevansuk.com