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Global Financial Markets Intelligence

Global Financial Markets Intelligence

3rd Edition Risk Audit in Banking

A deep-dive into auditing the major challenges for bank risk management departments, including IFRS9, FRTB, model risk and BCBS239

18-19 Sep 2017
Marriott London West India Quay, London , United Kingdom

Conference Workshop

Workshop Title: A practical look at auditing operational risk, with a focus on data governance through a risk-based internal audit plan
A focused practical session looking at one of the most diverse and challenging areas in risk audit: Auditing operational risks, with a focus on data governance.
Workshop Moderator: Michael Dimopoulos
Company: Independent Consultant

Why You Should Attend

3rd Edition Risk Audit in Banking

This marcus evans event will enable banks to discuss the practical challenges involved in auditing the major risk change projects including IFRS9 credit risk modelling, the FRTB and others, across credit, market, counterparty credit and operational risk types. As well as this, this event will look at the challenges posed by increasingly complex models as part of the  major risk change projects, and will determine the best practices for strategic audit focuses, including the management of resources and risk culture. By discussing solutions with other risk professionals, banks will be able to proceed in the auditing of the major projects in a more efficient – and ultimately from a regulator’s point of view – correct manner.

Primarily as a result of Basel III, there has been a radical overhaul in recent years in the risk management department. The result of this is a number of significant risk change projects including IFRS9 credit risk modelling, the FRTB, BCBS239, ICAAP, ILAAP amongst others; which have led to a major challenge for internal audit. Coupled with the greater complexity of models and processes of the major risk change projects, internal audit is a key area and ultimately essential to the success of a bank, particularly at a time where many of these major projects are nearing implementation and consequently auditing is required to prevent a bank falling at the last hurdle. Along with these major projects are the other key focuses for risk audit, whether that be operational risk issues such as anti-money laundering, or the issue of risk culture, and the need to effectively manage the resources between risk and risk audit, where the expertise required is the same.

Key Topics

  • RBS assesses the ICAAP and the ILAAP processes from an audit perspective
  • Lloyds Banking Group looks at BCBS239 project and the methodology for auditing this project
  • Standard Bank assesses how conduct and culture risks should be audited
  • HSBC looks at the challenges of model risk audits
  • Previous Attendees Include

    • ABN Amro
    • Aegon
    • Arion Bank
    • Arqaam Capital
    • Bank of Ireland
    • Credit Agricole
    • Daiwa Capital Markets
    • DNB
    • EIB
    • Generali
    • ING
    • Jyske
    • Lloyds Banking Group
    • Lombard Odier
    • MCGraw Hill Financial
    • NN Group
    • Nomura
    • Nordea Group
    • Norges Bank
    • OP
    • Raffeisen

    Why Choose GFMI marcus evans?

    marcus evans specialises in the research and development of strategic events for senior business executives. From our international network of 63 offices, marcus evans produces over 1000 event days a year on strategic issues in corporate finance, telecommunications, technology, health, transportation, capital markets, human resources and business improvement.

    Above all, marcus evans provides clients with business information and knowledge which enables them to sustain a valuable competitive advantage and makes a positive contribution to their success.

    Event Partners

    Practical Insights From

    Dr. Lawrence Haar
    Department of Accounting and Finance
    Lincoln International Business School - Lincoln University

    Gijs Borghouts
    Chief Auditor Risk and Finance

    Cameron Laing
    Managing Director, Head of Internal Audit
    Mitsubishi UFJ Securities

    Lucio della Ratta
    Audit Director, International

    Sarah Daly
    Head of Internal Audit
    Bank of Montreal

    Riaan du Plessis
    Head of Audit – Operational Risk, Reform & Governance
    Lloyds Banking Group

    Stephen O’Regan
    Group Chief Internal Auditor
    Bank of Ireland

    Michael Schiwietz
    SVP – Internal Audit

    Click Here For Full Agenda

    Voice of Our Customers
    • “Overall a very good conference with useful information” - Executive Director, Goldman Sachs
    • “Enjoyable and informative” – Head of IT, London, Sumitomo Mitsui Trust Bank
    • “Great opportunity to get a detailed understanding of the difficulties others are encountering with BCBS 239, the lessons learned from other institutions and the benefits BCBS 239 can offer” - Project Manager, Nordea
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    Event Contact

    For all enquiries regarding speaking, sponsoring and attending this conference contact:

    Constandinos Vinall

    marcus evans (Europe) Ltd
    PO Box 24797
    1304 Nicosia, Cyprus

    +357 22849 380
    Fax: +357 22849 394
    Email: constandinosv@marcusevanscy.com