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Global Financial Markets Intelligence

Global Financial Markets Intelligence

Strategic and Operational Challenges Within Volcker Rule Compliance

Overcoming Strategic and Operational Challenges to Efficiently Meet the Volcker Rule Reporting Deadlines

9-11 Mar 2015
Downtown Conference Centre - New York, NY, United States of America

Conference Workshop

Workshop Title: Interactive Masterclass on 11th March
Operational Risk Implications of the Volcker Rule
Workshop Moderator: Mayra Rodriguez Valladares, Managing Director
Company: MRV Associates

Why You Should Attend

Strategic and Operational Challenges Within Volcker Rule Compliance

This GFMI conference provides financial institutions with the opportunity to better understand the Volcker rule and develop strategies in order to build compliance programs and meet compliance deadlines. On site, heads of Volcker Compliance, Dodd-Frank and Trading Compliance from financial institutions will be able to clarify ambiguous elements of the rule, overcome their own operational challenges and manage data after its collection.

Via case study presentations, our expert speaker roster will ensure that attendees understand the regulatory expectations around the rule and how to integrate technology into their business models to build compliance programs. By attending this meeting financial and compliance executives will be able to benchmark their strategies against their peers from large and small financial institutions and minimize operational issues and costs.

Key Topics

  • Benchmark compliance efforts with other banks
  • Clarify what activity is covered by Volcker
  • Learn how to efficiently implement systems for data collection
  • Discuss the challenges of the reporting metrics
  • Deduce how to interpret data after it as been collected
  • Previous Attendees Include

    Wells Fargo, Suntrust Bank Inc., Freddie Mac, State Street, BlackRock Investment Management, Bank of the West, Fannie Mae, E*Trade Financial, Union Bank, Bank of America, ALCO Partners LLC, Fincad, Charles Schwab, Wells Fargo Bank, Discover Financial Services, U.S. Bank, USAA, Federal Housing Finance Agency, American Express, Itau Unibanco, and many more!

    Why Choose GFMI marcus evans?

    marcus evans specialises in the research and development of strategic events for senior business executives. From our international network of 63 offices, marcus evans produces over 1000 event days a year on strategic issues in corporate finance, telecommunications, technology, health, transportation, capital markets, human resources and business improvement.

    Above all, marcus evans provides clients with business information and knowledge which enables them to sustain a valuable competitive advantage and makes a positive contribution to their success.

    Event Sponsors
    Silver Sponsor
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    Event Partners

    Practical Insights From

    Erin Coffer
    Managing Director, Head of Enterprise Volcker Compliance
    Bank of America

    Drew Shoemaker
    Director, Head of Regulatory Services and Solutions
    Credit Suisse

    William Meehan
    Executive Director, Capital Markets Trading Compliance

    Michael Kadish
    Managing Director, Head of US Bank Compliance
    Deutsche Bank

    James Sonne
    Assistant Vice President, Assistant General Counsel

    Rob Schwartz
    Deputy General Counsel

    Pete Kostur
    Chief Compliance Officer, Swap Dealer, Capital Markets and Volcker
    Fifth Third Bank

    Click Here For Full Agenda

    Voice of Our Customers
    • “I have enjoyed all marcus evans conferences but this was the best use of my time compared with all the other conferences I've attended. Every session gave me something to take home.” BOK Financial
    • “This conference is very useful to both regulators and regulated entities. Materials are useful and informative. Overall this is the best conference I have ever attended in content, relevance and usefulness.” FHFA
    • “Appropriately selected the seniority level of the participants.” Discover
    • "Very, very helpful. Please do it again." Morgan Stanley
    • “Fantastic job in making sure the conference runs smoothly. Listened to suggestions and added value for everyone.” OTPP
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    Event Contact

    For all enquiries regarding speaking, sponsoring and attending this conference contact:

    Tyler Kelch - GFMI

    455 N. Cityfront Plaza Dr.
    9th Floor
    Chicago, IL 60611

    Fax: 312-894-6304
    Email: Tylerke@global-fmi.com