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Global Financial Markets Intelligence

Global Financial Markets Intelligence

5th Annual Trade Surveillance and AML Conference

Ensuring appropriate monitoring and surveillance methodologies are in place to prevent market and trade abuse

24-26 Jun 2013
Grand Copthorne Waterfront Hotel, Singapore, Singapore

Why You Should Attend

5th Annual Trade Surveillance and AML Conference


This marcus evans conference focuses on the surveillance and monitoring systems that should be embedded to stop these instances from occurring, for this year we are going to stream the event and include one stream on trade surveillance and one on AML.

For full programme, please contact Ms. Esther at EstherW@marcusevanskl.com

ICA members can claim up to 18 CPD points by attending this conference.

Only conferences to bring together entire compliance department and cover their individual needs by streaming the afternoon into AML and Trade Surveillance

Instant trade monitoring: Ensure monitoring systems match the needs of the company and the indosyncaries of the products whilst working with other systems

Data analysis: Correct analysis of trends and spikes, trigger analysis across products: Moving beyond manual

Bringing AML and trade surveillance together: Utilising the information being used by both.

Know your client: Locating money laundering, understand FTAF, where do the new standards lie?

Key Topics

  • Insider Dealing: One of the biggest financial crime cases
  • FATCA: Regulation for the compliance team
  • The underground work of money laundering: Client analysis, where is the money coming from?
  • Sanctions risk management: Implications of working with high risk countries
  • Case Study: Strategies to prevent erroneous behaviour through High Frequency Trading
  • Previous Attendees Include

    •Head of Compliance (DM)
    •Head of AML
    •Head of Trade Surveillance
    •Head of Trade Monitoring
    •Head of Fraud

    Why Choose GFMI marcus evans?

    marcus evans specialises in the research and development of strategic events for senior business executives. From our international network of 63 offices, marcus evans produces over 1000 event days a year on strategic issues in corporate finance, telecommunications, technology, health, transportation, capital markets, human resources and business improvement.

    Above all, marcus evans provides clients with business information and knowledge which enables them to sustain a valuable competitive advantage and makes a positive contribution to their success.

    Event Sponsors
    Gold Sponsor
    Nasdaq OMX
    Visit website >>

    Event Partners

    Practical Insights From

    Stephan Evans
    Head of Anti-Money Laundering and Financial Crime
    Qatar Financial Centre Regulatory, Qatar

    David Cope
    Executive Director, Legal and Compliance
    Morgan Stanley, Hong Kong

    Sadiq Khatri
    Regional Head of Investigation and Surveillance, Financial Crime Compliance, APAC
    Barclays Bank, India

    Yezdi Chinoy
    Head of Compliance, South East Asia and South Asia
    Allianz Global Investors, Singapore

    Hui Lin
    Head of APAC Rule Mapping, Compliance Review and Trade Surveillance
    Credit Suisse, Singapore

    Ariella Dudine
    Chief Manager Legal and Compliance
    Mizuho, Australia

    James Campbell
    Fraud Risk Manager, International and Institutional Banking
    ANZ, Singapore

    Nehal Vora
    Chief Regulatory Officer
    Bombay Stock Exchange, India

    Click Here For Full Agenda

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    Event Contact

    For all enquiries regarding speaking, sponsoring and attending this conference contact:

    Ms. Esther Wong - Senior Marketing Executive

    Marcus Evans, Suite A-20-1, Level 20
    Hampshire Place Office, 157 Hampshire
    1, Jalan Mayang Sari, 50450 Kuala Lumpur, Malaysia

    +603 2723 6736
    Fax: +603 2723 6699
    Email: estherw@marcusevanskl.com